Delusion and Dream : an Interpretation in the Light of Psychoanalysis of Gradiva
TekstIt is less easy for us to say what the author of
Gradiva
intended by this dream, and what caused him to connect the development of this delusion directly with a dream. Assiduous investigation of dreams has, to be sure, gathered enough examples of the fact that mental disturbance is connected with and proceeds from dreams,
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Sante de Sanctis, I. Sogni. (Original in Italian.) Translated into German, Die Träume, by Mr. Otto Schmidt, 1901, Hallé, a. S.
and even in the life-history of certain eminent men, impulses for important deeds and decisions are said to have been engendered by dreams; but our comprehension does not gain much by these analogies; let us hold, therefore, to our case, the case of the archæologist, Norbert Hanold, a fiction of our author. At which end must one lay hold of such a dream to introduce meaning into it, if it is not to remain an unnecessary adornment of fiction? I can imagine that the reader exclaims at this place: “The dream is, of course, easy to explain – a simple anxiety-dream, caused by the noise of the metropolis, which is given the new interpretation of the destruction of Pompeii, by the archæologist busied with his Pompeiian girl!” On account of the commonly prevailing disregard of the activities of dreams, one usually limits the demands for dream-explanations so that one seeks for a part of the dream-content an external excitation which covers itself by means of the content. This external excitation for the dream would be given by the noise which wakens the sleeper; the interest in this dream would be thereby terminated. Would that we had even one reason to suppose that the metropolis had been noisier than usual on this morning! If, for example, our author had not omitted to inform us that Hanold had that night, contrary to his custom, slept by an open window! What a shame that our author didn’t take the trouble! And if an anxiety-dream were only so simple a thing! No, this interest is not terminated in so simple a way.
The connection with the external, sensory stimulus is not at all essential for the dream-formation. The sleeper can neglect this excitation from the outer world; he may be awakened by it without forming a dream, he may also weave it into his dream, as happens here, if it is of no use to him from any other motive; and there is an abundance of dreams for whose content such a determination by a sensory excitation of the sleeper cannot be shown. No, let us try another way.
Perhaps we can start from the residue which the dream leaves in Hanold’s waking life. It had formerly been his fancy that Gradiva was a Pompeiian. Now this assumption becomes a certainty and the second certainty is added that she was buried there in the year 79.
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Compare the text of Gradiva, p. 21
Sorrowful feelings accompany this progress of the formation of the delusion like an echo of the fear which had filled the dream. This new grief about Gradiva will seem to us not exactly comprehensible; Gradiva would now have been dead for many centuries even if she had been saved in the year 79 from destruction. Or ought one to be permitted to squabble thus with either Norbert Hanold or his creator? Here, too, no way seems to lead to explanation. We wish, nevertheless, to remark that a very painful, emotional stress clings to the augmentation which the delusion derives from this dream.
Otherwise, however, our perplexity is not dispelled. This dream does not explain itself; we must decide to borrow from
Traumdeutung
by the present writer, and to use some of the rules given there for the solution of dreams.
One of these rules is that a dream is regularly connected with the day before the dream. Our author seems to wish to intimate that he has followed this rule by connecting the dream directly with Hanold’s “pedestrian investigations.” Now the latter means nothing but a search for Gradiva whom he expects to recognize by her characteristic manner of walking. The dream ought, therefore, to contain a reference to where Gradiva is to be found. It really does contain it by showing her in Pompeii, but that is no news for us.
Another rule says: If, after the dream, the reality of the dream-pictures continues unusually long so that one cannot free himself from the dream, this is not a kind of mistake in judgment called forth by the vividness of the dream-pictures, but is a psychic act in itself, an assurance which refers to the dream-content, that something in it is as real as it has been dreamed to be, and one is right to believe this assurance. If we stop at these two rules, we must decide that the dream gives real information about the whereabouts of Gradiva, who is being sought. We now know Hanold’s dream; does the application of these two rules lead to any sensible meaning?
Strange to say, yes. This meaning is disguised only in a special way so that one does not recognize it immediately. Hanold learns in the dream that the girl sought lives in the city and in his own day. That is, of course, true of Zoë Bertgang, only that in his dream the city is not the German university-city, but Pompeii, the time not the present, but the year 79, according to our reckoning. It is a kind of disfigurement by displacement; not Gradiva is transported to the present, but the dreamer to the past; but we are also given the essential and new fact
that he shares locality and time with the girl sought
. Whence, then, this dissimulation and disguise which must deceive us as well as the dreamer about the peculiar meaning and content of the dream? Well, we have already means at hand to give us a satisfactory answer to this question.
Let us recall all that we have heard about the nature and origin of fancies, these preliminaries of delusion. They are substitution for and remnants of different repressed memories, which a resistance does not allow to push into consciousness, which, however, become conscious by heeding the censor of resistance, by means of transformations and disfigurements. After this compromise is completed, the former memories have become fancies, which may easily be misunderstood by the conscious person, that is, may be understood to be the ruling psychic force. Now let us suppose that the dream-pictures are the so-called physiological delusion-products of a man, the compromise-results of that struggle between what is repressed and what is dominant, which exist probably even in people absolutely normal in the daytime. Then we understand that we have to consider the dream something disfigured behind which there is to be sought something else, not disfigured, but, in a sense, something offensive, like Hanold’s repressed memories behind his fancies. One expresses the admitted opposition by distinguishing what the dreamer remembers on waking, as
manifest dream-content
, from what formed the basis of the dream before the censor’s disfigurement,
the latent dream-thoughts
. To interpret a dream, then, means to translate the manifest dream-content into the latent dream-thoughts, which make retrogressive the disfigurement that had to be approved by the resistance censor. When we turn these deliberations to the dream which is occupying us, we find that the latent dream-thoughts must have been as follows: “The girl who has that beautiful walk, whom you are seeking, lives really in this city with you;” but in this form the thought could not become conscious; in its way there stood the fact that a fancy had established, as a result of a former compromise, the idea that Gradiva was a Pompeiian girl, and therefore nothing remained, if the actual fact of her living in the same locality and at the same time was to be perceived, but to assume the disfigurement: you are living in Pompeii at the time of Gradiva; and this then is the idea which the manifest dream-content realizes and represents as a present time which he is living in.
A dream is rarely the representation, one might say the staging, of a single thought, but generally of a number of them, a web of thoughts. In Hanold’s dream there is conspicuous another component of the content, whose disfigurement is easily put aside so that one may learn the latent idea represented by it. This is the end of the dream to which the assurance of reality can also be extended. In the dream the beautiful walker, Gradiva, is transformed into a bas-relief. That is, of course, nothing but an ingenious and poetic representation of the actual procedure. Hanold had, indeed, transferred his interest from the living girl to the bas-relief; the beloved had been transformed into a stone relief. The latent dream-thoughts, which remain unconscious, wish to transform the relief back into the living girl; in connection with the foregoing they speak to him somewhat as follows: “You are, of course, interested in the bas-relief of Gradiva only because it reminds you of the present, here-living Zoë.” But this insight would mean the end of the delusion, if it could become conscious.
Is it our duty to substitute unconscious thoughts thus for every single bit of the manifest dream-content? Strictly speaking, yes; in the interpretation of a dream which had actually been dreamed, we should not be allowed to avoid this duty. The dreamer would then have to give us an exhaustive account. It is easily understood that we cannot enforce such a demand in connection with the creature of our author; we will not, however, overlook the fact that we have not yet submitted the chief content of this dream to the work of interpretation and translation.
Hanold’s dream is, of course, an anxiety-dream. Its content is fearful; anxiety is felt by the dreamer in sleep, and painful feelings remain after it. That is not of any great help for our attempt at explanation; we are again forced to borrow largely from the teachings of dream-interpretation. This admonishes us not to fall into the error of deriving the fear that is felt in a dream from the content of a dream, not to use the dream-content like the content of ideas of waking life. It calls to our attention how often we dream the most horrible things without feeling any trace of fear. Rather the true fact is a quite different one, which cannot be easily guessed, but can certainly be proved. The fear of the anxiety-dream corresponds to a sex-feeling, a libidinous emotion, like every neurotic fear, and has, through the process of repression, proceeded from the libido.
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Cf. Sammlung kl. Schriften zur Neurosenlehre, V., and Traumdeutung, p. 344. Traumdeutung translated by A. A. Brill, M.D., Ph.B., Interpretation of Dreams, George Allen and Unwin, Ltd., 1913 (p. 441).
In the interpretation of dreams, therefore, one must substitute for fear sexual excitement. The fear which has thus come into existence, exercises now – not regularly, but often – a selective influence on the dream-content and brings into the dream ideational elements which seem suitable to this fear for the conscious and erroneous conception of the dream. This is, as has been said, by no means regularly the case, for there are anxiety dreams in which the content is not at all frightful, in which, therefore, one cannot explain consciously the anxiety experienced.
I know that this explanation of fear in dreams sounds odd, and is not easily believed; but I can only advise making friends with it. It would, moreover, be remarkable if Norbert Hanold’s dream allowed itself to be connected with this conception of fear and to be explained by it. We should then say that in the dreamer, at night, the erotic desire stirs, makes a powerful advance to bring his memory of the beloved into consciousness and thus snatch him from the delusion, experiences rejection and transformation into fear, which now, on its part, brings the fearful pictures from the academic memory of the dreamer into the dream-content. In this way the peculiar unconscious content of the dream, the amorous longing for the once known Zoë, is transformed into the manifest-content of the destruction of Pompeii and the loss of Gradiva.
I think that sounds quite plausible so far. One might justly demand that if erotic wishes form the undisfigured content of this dream, then one must be able to point out, in the transformed dream, at least a recognizable remnant of them hidden somewhere. Well, perhaps even this will come about with the help of a suggestion which appears later in the story. At the first meeting with the supposed Gradiva, Hanold remembers this dream and requests the apparition to lie down again as he has seen her.
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G. p. 57: “No – not talked – but I called to you when you lay down to sleep and stood near you then – your face was as calmly beautiful as if it were of marble. May I beg you – rest it again on the step in that way.”
Thereupon the young lady rises, indignant, and leaves her strange companion, in whose delusion-ridden speech she has heard the suggestion of an improper erotic wish. I think we may adopt Gradiva’s interpretation; even from a real dream one cannot always demand more definiteness for the representation of an erotic wish.
Thus the application of some rules of dream-interpretation have been successful on Hanold’s first dream, in making this dream comprehensible to us in its chief features, and in fitting it into the sequence of the story. Then it must probably have been produced by its author with due consideration for these rules. One could raise only one more question: why the author should introduce a dream for further development of the delusion. Well, I think that is very cleverly arranged and again keeps faith with reality. We have already heard that in actual illness the formation of a delusion is very often connected with a dream, but after our explanation of the nature of dreams, we need find no new riddle in this fact. Dreams and delusion spring from the same source, the repressed; the dream is, so to speak, the physiological delusion of the normal human being. Before the repressed has become strong enough to push itself up into waking life as delusion, it may easily have won its first success under the more favourable circumstances of sleep, in the form of a dream having after-effects. During sleep, with the diminution of psychic activity, there enters a slackening in the strength of the resistance, which the dominant psychic forces oppose to the repressed. This slackening is what makes the dream-formation possible and therefore the dream becomes, for us, the best means of approach to knowledge of the unconscious psyche. Only the dream usually passes rapidly with the re-establishment of the psychic revival of waking life, and the ground won by the unconscious is again vacated.
III
In the further course of the story there is another dream, which can tempt us, even more perhaps than the first, to try to interpret it and fit it into the psychic life of the hero; but we save little if we leave the representation of the author of
Gradiva
here, to hasten directly to this second dream, for whoever wishes to interpret the dream of another, cannot help concerning himself, as extensively as possible, with every subjective and objective experience of the dreamer. Therefore it would be best to hold to the thread of the story and provide this with our commentaries as we progress.
The new delusion of the death of Gradiva at the destruction of Pompeii in the year 79 is not the only after-effect of the first dream analysed by us. Directly afterwards Hanold decides upon a trip to Italy, which finally takes him to Pompeii. Before this, however, something else has happened to him; leaning from his window, he thinks he sees on the street a figure with the bearing and walk of his Gradiva, hastens after her, in spite of his scanty attire, does not overtake her, but is driven back by the jeers of the people on the street. After he has returned to his room, the song of a canary whose cage hangs in the window of the opposite house calls forth in him a mood such as if he wished to get from prison into freedom, and the spring trip is immediately decided upon and accomplished.
Our author has put this trip of Hanold’s in an especially strong light, and has given to the latter partial clearness about his subjective processes. Hanold has, of course, given himself a scientific purpose for his journey, but this is not substantial. Yet he knows that the “impulse to travel has originated in a nameless feeling.” A peculiar restlessness makes him dissatisfied with everything he encounters and drives him from Rome to Naples, from there to Pompeii, without his mood’s being set right, even at the last halting-place. He is annoyed by the foolishness of honeymoon travellers, and is enraged over the boldness of house-flies, which populate the hotels of Pompeii; but finally he does not deceive himself over the fact that “his dissatisfaction was certainly not caused by his surroundings alone, but, to a degree, found its origin in him.” He considers himself over-excited, feels “that he was out of sorts because he lacked something without being able to explain what, and this ill-humour he took everywhere with him.” In such a mood he is enraged even at his mistress, science; as he wanders for the first time in the glow of the midday sun through Pompeii, all his science had left him without the least desire to rediscover it; “he remembered it as from a great distance, and he felt that it had been an old, dried-up, boresome aunt, dullest and most superfluous creature in the world.” (
G.
p. 48.)
In this uncomfortable and confused state of mind, one of the riddles which are connected with this journey is solved for him at the moment when he first sees Gradiva walking through Pompeii; “he became conscious, for the first time, that he had, without himself knowing the motive in his heart, come to Italy on that account and had, without stop, continued from Rome and Naples to Pompeii to see if he could here find trace of her – and that in a literal sense – for, with her unusual gait, she must have left behind in the ashes a foot-print different from all the others.” (
G.
p. 50.)
As our author has put so much care into the delineation of this trip, it must be worth our while to explain its relation to Hanold’s delusion and its place in the sequence of events. The journey is undertaken for motives which the character does not at first recognize and does not admit until later, motives which our author designates directly as “unconscious.” This is certainly true to life; one does not need to have a delusion to act thus; rather it is an everyday occurrence, even for normal people, that they are deceived about the motives of their actions and do not become conscious of them until subsequently, when a conflict of several emotional currents re-establishes for them the condition for such confusion. Hanold’s trip, therefore, was intended, from the beginning, to serve the delusion, and was to take him to Pompeii to continue there the search for Gradiva. Let us remember that before, and directly after the dream, this search filled his mind and that the dream itself was only a stifled answer of his consciousness to the question of the whereabouts of Gradiva. Some force which we do not recognize, however, next prevents the plan of the delusion from becoming conscious, so that only insufficient pretexts, which can be but partially revived, remain as a conscious motivation for the trip. The author gives us another riddle by having the dream, the discovery of the supposed Gradiva on the street, and the decision to make the journey because of the influence of the singing canary follow one another like chance occurrences without inner coherence.
With the help of the explanations which we gather from the later speeches of Zoë Bertgang, this obscure part of the tale is illuminated for our understanding. It was really the original of Gradiva, Miss Zoë, herself, whom Hanold saw from his window walking on the street (
G.
p. 23), and whom he would soon have overtaken. The statement of the dreamer – “she is really living now in the present, in the same city with you,” – would, therefore, by a lucky chance, have experienced an irrefutable corroboration, before which his inner resistance would have collapsed. The canary, however, whose song impelled Hanold to go away, belonged to Zoë, and his cage was in her window, in the house diagonally opposite from Hanold’s (
G.
p. 98). Hanold, who, according to the girl’s arraignment, was endowed with negative hallucination, understood the art of not seeing nor recognizing people, and must from the beginning have had unconscious knowledge of what we do not discover until later. The signs of Zoë’s proximity, her appearance on the street, and her bird’s song so near his window intensify the effect of the dream, and in this condition, so dangerous for his resistance to the eroticism, he takes flight. The journey arises from the recovery of the resistance after that advance of erotic desire in the dream, an attempt at flight from the living and present beloved. It means practically a victory for repression, which, this time, in the delusion keeps the upper hand, as, in his former action, the “pedestrian investigations” of women and girls, the eroticism had been victorious. Everywhere, however, the indecision of the struggle, the compromise nature of the results was evident; the trip to Pompeii, which is to take him away from the living Zoë leads, at any rate, to her substitute, Gradiva. The journey, which is undertaken in defiance of the most recent dream-thoughts, follows, however, the order of the manifest dream-content to Pompeii. Thus delusion triumphs anew every time that eroticism and resistance struggle anew.
This conception of Hanold’s trip, as a flight from the erotic desire for the beloved, who is so near, which is awakening in him, harmonizes, however, with the frame of mind portrayed in him during his stay in Italy. The rejection of the eroticism, which dominates him, expresses itself there in his abhorrence of honeymoon travellers. A little dream in the “albergo” in Rome, caused by the proximity of a couple of German lovers, “Augustus” and “Gretchen,” whose evening conversation he is forced to overhear through the thin partition, casts a further light on the erotic tendencies of his first great dream. The new dream transports him again to Pompeii where Vesuvius is just having another eruption, and thus refers to the dream which continues active during his trip; but among the imperilled people he sees this time – not as before himself and Gradiva – but Apollo Belvedere and the Capitoline Venus, – doubtless ironic exaltation of the couple in the adjoining room. Apollo lifts Venus, carries her away, and lays her on an object in the dark, which seems to be a carriage or a cart, for a “rattling sound” comes from it. Otherwise the dream needs no special skill for its interpretation. (
G.
p. 32.)
Our author, whom we have long relied on not to make a single stroke in his picture idly and without purpose, has given us another bit of testimony for the non-sexual force dominating Hanold on the trip. During hours of wandering in Pompeii, it happens that “remarkably, it did not once appear in his memory that he had dreamed some time ago that he had been present at the destruction of Pompeii by the volcanic eruption of 79.” (
G.
p. 42.) At sight of Gradiva he first suddenly remembers this dream, and at the same time the motive of the delusion for his puzzling journey becomes conscious. Then what other meaning could there be for forgetting the dream, this repression-boundary between the dream and the psychic condition of the journey, than that the journey is not the result of the direct instigation of the dream, but of the rejection of this latter, as the emanation from a psychic force which desires no knowledge of the secret meaning of the dream?
On the other hand, however, Hanold is not happy at this victory over his eroticism. The suppressed psychic impulse remains strong enough to revenge itself, by discontent and interception, on the suppressing agency. His longing has changed to restlessness and dissatisfaction, which make the trip seem senseless to him. His insight into the motivation of his trip is obstructed in service of the delusion; his relation to science, which ought, in such a place, to stir all his interest, is upset. So our author shows his hero, after flight from love, in a sort of crisis, in an utterly confused and unsettled condition, in a derangement such as usually appears at the climax of illness if neither of the two struggling forces is so much stronger than the other, that the difference could establish a strict, psychic régime. Here then our author takes hold to help and to settle, for, at this place, he introduces Gradiva, who undertakes the cure of the delusion. With his power to direct to a happy solution the fortunes of all the characters created by him, in spite of all the requirements which he has them conform to, he transports the girl, from whom Hanold has fled to Pompeii, to that very place and thus corrects the folly which the delusion caused the young man to commit in leaving the home-city of his beloved for the dead abode of the one substituted for her by his fancy.
With the appearance of Zoë Bertgang as Gradiva, which marks the climax of the suspense of the story, our interest is soon diverted. If we have hitherto been living through the developments of a delusion, we shall now become witnesses of its cure, and may ask ourselves if our author has merely invented the procedure of this cure or has carried it out according to actually existing possibilities. From Zoë’s own words in the conversation with her friend, we have decidedly the right to ascribe to her the intention to cure the hero (
G.
p. 97). But how does she go about it? After she has cast aside the indignation which the unreasonable request, to lie down to sleep again, as “then,” had evoked in her, she appears again next day, at the same place, and elicits from Hanold all the secret knowledge that was lacking to her for an understanding of his conduct of the previous day. She learns of his dream, of the bas-relief of Gradiva, and of the peculiarity of walk which she shares with the relief. She accepts the rôle of a spirit awakened to life for a short hour, which, she observes, his delusion assigns to her, and in ambiguous words, she gently puts him in the way of a new rôle by accepting from him the grave-flower which he had brought along without conscious purpose, and expresses regret that he has not given her roses (
G.
p. 70).
Our interest in the conduct of the eminently clever girl, who has decided to win the lover of her youth as husband, after she has recognized his love behind his delusion as its impelling force, is, however, restrained at this place probably because of the strange feelings that the delusion can arouse even in us. Its latest development, that Gradiva, who was buried in the year 79, can now exchange conversation with him as a noon-spirit, for an hour, after the passing of which she sinks out of sight or seeks her grave again, this chimæra, which is not confused by the perception of her modern foot-covering, nor by her ignorance of the ancient tongues, nor by her command of German, which did not exist in former times, seems indeed to justify the author’s designation, “A Pompeiian Fancy,” but to exclude every standard of clinical reality; and yet on closer consideration the improbability in this delusion seems to me, for the most part, to vanish. To be sure, our author has taken upon himself a part of the blame, and in the first part of the story has offered the fact that Zoë was the image of the bas-relief in every trait. One must, therefore, guard against transferring the improbability of this preliminary to its logical conclusion that Hanold considers the girl to be Gradiva come to life. The explanation of the delusion is here enhanced by the fact that our author has offered us no rational disposal of it. In the glowing sun of the Campagna and in the bewildering magic powers of the vine which grows on Vesuvius, our author has introduced helpful and mitigating circumstances of the transgression of the hero. The most important of all explanatory and exonerating considerations remains, however, the facility with which our intellect decides to accept an absurd content if impulses with a strong emotional stress find thereby their satisfaction. It is astonishing, and generally meets with too little acceptance, how easily and often intelligent people, under such psychological constellations, give the reactions of partial mental weakness, and any one who is not too conceited may observe this in himself as often as he wishes, and especially when a part of the thought-processes under consideration is connected with unconscious or repressed motives. I cite, in this connection, the words of a philosopher who writes to me, “I have also begun to make note of cases of striking mistakes, from my own experience, and of thoughtless actions which one subsequently explains to himself (in a very unreasonable way). It is amazing but typical how much stupidity thereby comes to light.” Now let us consider the fact that belief in spirits, apparitions and returning souls (which finds so much support in the religions to which, at least as children, we have all clung) is by no means destroyed among all educated people, and that many otherwise reasonable people find their interest in spiritism compatible with their reason. Yes, even one become dispassionate and incredulous may perceive with shame how easily he turns back for a moment to a belief in spirits, when emotions and perplexity concur in him. I know of a physician who had once lost a patient by Basedow’s disease and could not rid himself of the slight suspicion that he had perhaps contributed by unwise medication to the unfortunate outcome. One day several years later there stepped into his office a girl, in whom, in spite of all reluctance, he was obliged to recognize the dead woman. His only thought was that it was true that the dead could return, and his fear did not give way to shame until the visitor introduced herself as the sister of the woman who had died of that disease. Basedow’s disease lends to those afflicted with it a great similarity of features, which has often been noticed, and in this case the typical resemblance was far more exaggerated than the family resemblance. The physician, moreover, to whom this happened was I, and therefore I am not inclined to quarrel with Norbert Hanold ov